SFP

2. Licensing

To be allowed to provide investment advice to residents of Australia, an Adviser must obtain the status of an Authorised Representative with an Australian Financial Services License holder. All Financial Licenses within Australia are regulated by the Australian Securities and Investment Commission (ASIC). Alan McCormick, through our operating company, McCormick and Company Pty Ltd, is an authorised representative of Financial Planning and Life Pty Ltd, Australian Financial Services Licence number 221629.

For further information about Alan McCormick's financial experience and qualifications and Financial Planning and Life Pty Ltd, please click as follows. This will provide you with an Adviser Profile and a Financial Services Guide (FSG) which answers common industry questions for you.